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Mid-level Capital Markets Associate

Henderson Scott US
locationNew York, NY, USA
PublishedPublished: 6/14/2022
Legal
Full Time

Job Description

Capital Markets Associate - Mid‑Level (3-6 Years)

Location: New York, NY
Compensation: $235,000 - $285,0000
Experience: 3-6 years in public market transactions at a BigLaw or top national firm

Why This Role Matters

Join a high-impact capital markets group advising both emerging-growth and public companies, investment banks, SPAC sponsors, and alternative capital providers. You'll play a key role in transformative equity and debt transactions, ensuring clients navigate complex regulatory and transactional landscapes with ease.

Responsibilities

  • Lead and support IPOs, SPAC IPOs and de-SPAC business combinations, follow-ons, registered direct/ATM offerings, Rule 144A, Reg D/A/S financings, PIPEs/private placements.
  • Draft and negotiate offering documents - registration statements, underwriting agreements, prospectuses, and disclosure schedules.
  • Handle complex debt financings: convertible debt, structured and cross-border financings.
  • Support asset-backed, real estate, fund finance, mezzanine, and second-lien transactions.
  • Advise on SEC, FINRA, stock exchange compliance, public reporting obligations, insider trading, stock repurchase plans, broker-dealer matters, and corporate governance policies.
  • Provide support for ongoing reporting, governance and stakeholder engagement, often as outside corporate counsel.
  • Engage in cross-border transactions and international listings, especially in Asia, Europe, and LatAm
  • Work with sector-specialist attorneys in TMT, life sciences, energy, entertainment, real estate, and financial services.
  • Conduct due diligence, coordinate internal deal teams, supervise junior associates, and manage external advisors.
  • Cultivate relationships with issuers, underwriters, financial intermediaries, and investors.

Qualifications

  • 3-6 years in capital markets, equity or debt finance at a national or AmLaw 100 firm
  • Transactional experience in IPOs, SPACs, debt offerings, private placements, or PIPE deals
  • Solid understanding of securities laws (Securities Act, Exchange Act), listing rules, and compliance frameworks
  • Experience preparing SEC filings (S-1, S-3, 8-K, proxy statements) and governance documentation
  • Strong drafting ability and analytical skills; able to manage fast-paced, deadline-driven work
  • J.D. and active NY Bar membership

Why You'll Excel Here

  • Be on the forefront of innovative capital markets transactions, including alternative vehicles like SPACs and ATMs
  • Work with clients ranging from emerging growth tech companies to global financial institutions
  • Leverage cross-disciplinary expertise in tech, entertainment, life sciences, energy, and real estate
  • Gain visibility working alongside partners who blend sector knowledge with transactional depth-clients value proficiency across private and public markets
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