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Associate Advisor

PublishedPublished: 6/14/2022

Job Description

About the Company:

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Private Advisory is a comprehensive wealth management firm dedicated to serving families and individuals. Our expertise lies in portfolio management, tax strategies, and risk mitigation. If you’re a responsible, professional, and people-oriented individual, we’d love to hear from you. Contact us today to explore this exciting opportunity!

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About the Role:

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Join Our Dynamic Team as an Associate Advisor! As an Associate Advisor, you’ll play a crucial behind-the-scenes role, supporting our clients and principal advisors. Your ability to prioritize, anticipate needs, and adapt to changing variables will be key. We’re looking for someone who thrives in a team environment, is deadline-driven, and possesses strong organizational skills.

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Client Interaction:

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  • Comfortably engage with clients, providing exceptional service.
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  • Listen actively and respond professionally to client inquiries.
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Operational Support:

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  • Process account openings, transfers, and distributions in compliance with government regulations and company policies.
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  • Analyzing client financial situations, goals, and constraints across multiple planning dimensions.
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  • Prioritize telephone calls, emails, and daily account maintenance tasks.
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  • Assist with administrative duties.
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Growth Potential:

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  • As your skillset and interest expand, you’ll have ample opportunity to take on more financial planning and client advisory functions.
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Educational and Experience Preferences:

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  • Undergraduate degree or higher
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  • Finance or Accounting degree
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  • CFP, CFA, CPA
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  • Series 65 or equivalent
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  • Minimum 5 years of industry experience
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Required Skills:

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  • Reliability: You follow through on commitments and execute plans effectively.
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  • Detail Orientation: You have a systematic approach to tasks and pay attention to the finer points.
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  • Interpersonal Skills: Effective communication and listening skills are essential.
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  • Career-Driven: You’re eager to develop within the financial services industry.
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  • Tech-Savvy: Excellent computer skills and a willingness to learn our software.
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  • Confidentiality: You understand the importance of privacy and confidentiality.
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Pay range and compensation package:

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Base Salary: $110,000 - $130,000 based on experience

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Bonus: Tied to personal and firm results

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Vacation: 2 weeks

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Personal Time Off / Sick Days: 7 days

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Retirement: 401(k) plan with matching

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Healthcare: Health, Vision and Dental plans available

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