Job Description
Commercial Regulatory & Compliance Associate
A leading alternative finance platform is seeking a hands-on legal/compliance associate to support its commercial business. This role sits close to the deals and involves direct counterparty interaction, transaction diligence, and ongoing compliance oversight. Ability and experience participating in client calls, negotiations, staying on top of compliance and tracking documentation, and supporting regulatory and risk requirements across financing transactions. The ideal candidate thrives in a fast-paced environment, exercises strong business judgment, and takes ownership of processes from start to finish.
Qualifications:
• 3–10 years of experience in regulatory, compliance, or commercial finance
• Exposure to alternative lending or commercial receivables preferred
• Strong communication, organization, and follow-through skills
• J.D. preferred; Bachelor’s required