Job Description
Job DescriptionDescription:OTC Markets Group IncAssociate, Qualifications AnalystOTC Markets Group – Washington DC - Full Time
OTC Markets Group Inc., operator of premier US financial marketplaces, is seeking an Associate, Qualifications Analyst to join our Issuer Services team, in our Washington DC office.
We invest heavily in employee satisfaction and offer all our employees a highly competitive compensation package. As a dynamic, growing company that fosters an open culture, we emphasize autonomy, responsibility, innovation, and self-discipline. We are looking for someone who wants to make an impressive impact at a company known for its reputation on quality and achievement.
Please note OTC Markets is currently operating in a hybrid work environment (three days in office, two days remotely). This position is in our Washington DC office.
Base compensation for this role is $60,000 - $65,000 annually, depending on experience. In addition, the position is eligible for our discretionary annual bonus program.
What You’ll Do:
- Application Processing: Process issuer applications for OTCQX, OTCQB, and OTCID markets, ensuring compliance with market rules and standards.
- Due Diligence: Conduct background checks on officers, directors, and control persons of applicant companies.
- Compliance Monitoring: Review financial reports, news releases, and corporate actions to ensure ongoing compliance with marketplace rules.
- Deficiency Management: Identify and communicate compliance deficiencies to issuers, and track resolution of outstanding issues.
- Procedure Development: Assist in the creation, refinement, and review of internal procedures related to issuer qualifications and compliance.
- Data Administration: Maintain and manage issuer data accurately and securely.
- Customer Support: Provide guidance to issuers and service providers on issuer qualifications, disclosure requirements and Issuer products and services.
- Additional responsibilities, as assigned.
What We’re Looking For:
- Bachelor’s degree, preferably in Accounting, Finance, Business, or Economics.
- Ability to conduct research, perform fact-finding, and apply critical analysis to publicly traded companies.
- Familiarity reading a company's financial reports preferred.
- Detail-oriented with the ability to adhere to specific procedural requirements.
- Strong communication and interpersonal skills, with the ability to work effectively across diverse groups and organizational levels.
- Comfortable providing customer support via telephone and email, with a professional and service-oriented approach.
- Self-motivated, fast learner, and able to work both independently and collaboratively within a team.
- Willingness to work in an open office setting.
- Capable of managing and prioritizing multiple tasks at a time.
What OTC Markets Offers its Team Members (Why You Should Choose Us):
Benefits:
- Generous Paid Time Off (PTO)
- Health, Dental, and Vision Coverage
- Health Savings Account (HSA)
- Flexible Spending Accounts (FSA) Dependent & Healthcare
- Limited Purpose Flexible Spending Account (LPFSA)
- Generous Paid Parental Leave Program
- Annual bonus and Stock Incentive Program
- 401(K) Plan - Retirement
- Commuter Transit & Parking Program
- Income Protection (Life Insurance, Short- & Long-Term Disability)
- Voluntary Benefits (Accident, Critical Illness, & Hospital Indemnity)
Perks:
- Flexible Hybrid Work Schedule
- Complimentary Lunch Every Tuesday
- Class Pass Partnership (Fitness & Wellness Programs)
- Office Snacks and Beverages
- Summer and Winter Company Events
For more information about OTC Markets Group, please visit our public policy advocacy and careers page. No calls or e-mails please.
No third-party recruiters. Unsolicited resumes submitted by third-party recruiters will be treated as free referrals, and OTC Markets Group will NOT pay a fee for any placement that may result from receipt of an unsolicited resume, referral, or other submission by a third-party recruiter.
Come as you are and just be you. We are an equal opportunity and E-Verify employer and prohibit discrimination and harassment of any kind. All employment decisions are based on business needs, job requirements, and individual qualifications, without regard to race, creed, color, religion, gender, national origin, age, marital status, political belief, physical or mental disability, sexual orientation, military or veteran status, genetic information, family or parental status, gender identity, pregnancy, including childbirth or related medical condition, or any other characteristic protected by federal, state, or local law. We encourage applicants of all ages and backgrounds.
OTC Markets Group Inc. (OTCQX: OTCM) operates regulated markets for trading 12,000 U.S. and international securities. Our data-driven disclosure standards form the foundation of our three public markets: OTCQX® Best Market, OTCQB® Venture Market and Pink® Open Market.
Our OTC Link®?Alternative Trading Systems (ATSs) provide critical market infrastructure that broker-dealers rely on to facilitate trading. Our innovative model offers companies more efficient access to the U.S. financial markets.
OTC Link ATS, OTC Link ECN and OTC Link NQB are each an SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker-dealer, member SIPC.
Applicants have rights under the federal law:
Equal Employment Opportunity is the Law
Polygraph Protection Act
FMLA
Requirements: