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Director of Operations (Compliance)

Glocap Search
locationFairfield County, CT, USA
PublishedPublished: 6/14/2022
Full Time

Job Description

Our client is a real estate firm focused on private debt and equity investments. They are seeking a Director of Operations to support non-investment related functions of the business, including but not limited to compliance oversight, employee support, vendor management, and office operations.


Responsibilities:

Firm Operations

  • Own day-to-day operational management of the firm across all non-investment functions
  • Act as the primary internal point of contact for employees on operational, compliance, and firm matters
  • Partner closely with senior leadership to build, refine, and document scalable processes and procedures
  • Support firm growth while maintaining an efficient, lean operating structure

Compliance Oversight

  • Serve as the firm’s internal compliance lead and coordinator
  • Manage relationships with external legal and compliance providers
  • Oversee regulatory filings, certifications, and ongoing compliance obligations
  • Maintain compliance systems, policies, and employee attestations
  • Ensure the firm meets regulatory requirements while keeping the program practical and efficient

People Operations & HR

  • Manage employee onboarding and offboarding processes
  • Coordinate HR administration, benefits, and employee documentation
  • Serve as a trusted operational resource for team members across both offices

Vendor & Office Management

  • Act as the primary liaison for third-party vendors (legal, compliance, technology, benefits, office services)
  • Coordinate vendor diligence, contracts, and renewals
  • Oversee office operations for the two locations
  • Ensure smooth office functionality without requiring a full-time in-office presence


Qualifications:

  • 8+ years of experience in operations, compliance, or firm management within real estate investing, private equity, private credit, hedge funds, or related investment platforms
  • Experience supporting compliance programs and working with external compliance and legal providers
  • Strong understanding of operational infrastructure at small-to-mid-sized investment firms
  • Comfortable operating in a hands-on, entrepreneurial environment
  • Highly organized, proactive, and able to manage competing priorities with minimal oversight
  • Strong communication skills and ability to interface with senior leadership, employees, and external partners

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