Job Description
Job DescriptionJob Summary/Company:
Sparks Group has partnered with an established financial institution to find a Finance Senior Compliance Specialist. As the Finance Sr. Compliance Specialist you will be responsible for supporting compliance, facilitating department risk assessments, preparing committee materials and facilitating Business Continuity Planning activities. The ideal candidate will have 5 years of related experience in a financial institution or related industry and is analytical, organized and able to multitask with changing priorities. If you’re looking for your next role, apply now!
Responsibilities:
- Support the enterprise risk management (ERM) framework, including facilitating department risk assessments, managing issue reporting, and preparing materials for the ERM committee.
- Conduct internal compliance reviews and analyze operational activities to ensure adherence to federal and state laws, rules, and regulations.
- Manage the Policy Review and Update project by rewriting policies and coordinating with internal and external stakeholders for board submission.
- Assist with the annual refresh of the business continuity program (BCP) by coordinating with vendors and business units to update program records and data.
- Maintain and update risk management systems and track issue communications to ensure accurate and current data.
Qualifications/Background Profile:
- Minimum of 3 years’ related experience with exposure to risk management and compliance functions in a financial institution or related field
- Bachelor’s degree in business, finance or related or equivalent work experience will be considered in lieu of a degree.
- Understanding of federal state regulatory frameworks, risk assessment methodologies, and business continuity planning
- Experience using risk management systems and preparing executive-level materials
------------------------------------------------------------------
This job is Fully Remote.
We offer several comprehensive benefits package including health and life insurance, paid and unpaid time off, and retirement and savings plans to qualifying employees.
Download the Sparks Group mobile app from Apple App Store or Google Play.
------------------------------------------------------------------
Sparks Group is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, pregnancy, citizenship, family status, genetic information, disability, or protect veteran status.