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Operations Analyst (271229)

ASK Consulting
locationNew York, NY, USA
PublishedPublished: 6/14/2022
Full Time

Job Description

Job Description

"All candidates must be directly contracted by ASK Consulting on their payroll and cannot be subcontracted. We are unable to provide sponsorship at this moment".

Job Title: Operations Analyst
Location: New York, NY
Type: (Hybrid 3 Days On-site at 1NYP, 2 Days Remote)
Duration: 3+ Months
Pay Range: $33.00 to $37.78 Hourly


Job Summary:

ASK Consulting is seeking a Market Regulations & Outreach Analyst to join a leading financial services client in New York. This role focuses on supporting U.S. regulatory outreach programs associated with CFTC, ISDA, FINRA, SEC, and Dodd-Frank. The ideal candidate will have a strong understanding of the U.S. banking environment, experience in financial operations or regulatory compliance, and the ability to manage complex stakeholder relationships in a fast-paced environment.

Key Responsibilities:

  • Assist in preparing client scoping for U.S. Regulatory Outreach programs related to CFTC, ISDA, FINRA, SEC, and Dodd-Frank.
  • Ensure compliance with applicable banking rules and regulations to mitigate organizational risk.
  • Work cross-functionally with Compliance, Business Units, and global colleagues to ensure timely and accurate delivery of regulatory obligations.
  • Support data collection, analysis, and reporting of key metrics and KRIs to senior management.
  • Research and interpret regulatory updates, including U.S. Privacy regulations and SIPC Act requirements.
  • Manage workload efficiently to handle high-volume tasks, ad-hoc projects, and time-sensitive business demands.
  • Escalate potential risks or compliance issues promptly to supervisors.
  • Foster strong collaboration and communication across local and remote teams.
  • Maintain attention to detail and accuracy in reporting and documentation.

Required Skills:

  • 3 to 5 years of experience in U.S. banking, financial operations, or regulatory/compliance roles.
  • Bachelors degree required.
  • Strong understanding of U.S. financial regulations (Dodd-Frank, FINRA, SEC, CFTC).
  • Excellent communication skills both written and verbal.
  • Proficiency in Microsoft Suite (Excel, Word, PowerPoint, Outlook).
  • Strong organizational, analytical, and problem-solving skills.
  • Ability to multitask, prioritize, and deliver under pressure.
  • High attention to detail with a proactive and accountable mindset.

Preferred Qualifications:

  • Prior experience supporting U.S. regulatory reporting or outreach programs.
  • Experience in financial services operations, compliance, or risk management.
  • Knowledge of privacy regulations and the SIPC Act.


About ASK: ASK Consulting is an award-winning technology and professional services recruiting firm servicing Fortune 500 organizations nationally. With 5 nationwide offices, two global delivery centers, and employees in 42 states-ASK Consulting connects people with amazing opportunities

ASK Consulting is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all associates.

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