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AML Officer Services - Manager

The Rockridge Group
locationNew York, NY, USA
PublishedPublished: 6/14/2022
Full Time

Job Description

Job Description TITLE: AML OFFICER SERVICES (manager)LOCATION: NYC Job Description:
Company X offers an outsourced AML Officer Service to its fund administration clients. Company X is currently seeking a manager to work within the AML Officer Services team to provide support for Company X’s client appointed Anti-Money Laundering Compliance Officers and Money Laundering Reporting Officers. The candidate needs to possess exceptional organizational and communication skills as well as a strong attention to detail.
Key Accountabilities of the Role

  • Assist the Head of the AML Compliance Officer Department in all aspects of provision of the AML Officer Services
  • Mange the testing of know your customer information collected on investors to ensure compliance with Company X’s policies and procedures and the Cayman AML/CFT Regime
  • Review any investors which have positive matches to sanctions lists and escalate as appropriate
  • Review client provided representation letters for investment risk ratings or sanctions monitoring, where applicable.
  • Preparation and review of client and board reporting
  • Liaise with clients, directors and internal parties as necessary
  • Establish good working relationships with other Company X Departments
  • Assist with any ad-hoc projects as required

Pre-requisite knowledge, skills and experience:

  • Accounting, Finance, Legal or Business Degree
  • Professional Compliance Qualification, e.g., ACAMS, would be an advantage
  • Strong verbal and written communication skills
  • Efficient and well organized with exceptional attention to detail
  • Ability to work under pressure and to tight deadlines
  • Self-motivated with the ability to work effectively within a team structure and individually
  • IT literate

Experience:
A minimum of 5 years’ experience in a compliance role or financial services administration role with an emphasis on AML/CFT.

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