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Brokerage Associate

Dexian
locationLa Vista, NE, USA
PublishedPublished: 6/14/2022
Full Time

Job Description

call lewis ASAP 972-365-9547



  • Operations Processing Specialists - we need ~50 – Pay Rate -- $43K-48K
  • Advisor Support Representatives (Call Center) (BH ID: - we need ~18 – Pay Rate -- $45k-55K

Manager Notes:

  • Must have wealth management experience or Broker dealer experience (Must be on the resume)
  • Open to recent grads (Bachelor’s degree in Finance and Business)
  • Processors will be Process brokerage account documents with a high degree of accuracy and within established service level timelines. Review incoming documentation for completeness, ensuring all required fields, signatures, and supporting materials are present
  • Call Center support will answer inbound calls from financial professionals in a courteous, professional, and timely manner. Respond to questions regarding accounts, products, services, and procedures

Preferred Requirements:

  • For new graduates: internship, co-op experience, prior work experience
  • 1 years’ experience of brokerage experience
  • Completion of the FINRA SIE exam
  • FINRA Series 7
  • Experience with Envestnet / Wealth Management Platform
  • Bachelor’s degree in business, Finance or related field is preferred
  • Prior Experience or Exposure Including: Financial Services, Investment Advisory, Billing, Accounting, Customer Service, Advisor Support, Client Support, Operations Support, Account Management, Broker-Dealer, Financial Advisor, Support Representative, Customer Service Representative, Back Office Operations

BH ID’s:

  • Processors: BH ID: 1003616
  • Call Center Support: BH ID: 1003617

Location(s):

  • Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339
  • Port Grace Blvd, La Vista, NE 68128
  • Oakdale: 7755 3rd St. N, Oakdale, MN 55128
  • Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255
  • St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702


Details:

Pay Rate: Processors - $43k-$48k, Call Center Support - $45k-55k

Position Type/Duration of Assignment: Direct Hire

Hours/Schedule(if training schedule include here): 8-5pm local time


Job Description:

  • Please see the manager notes above and the job descriptions attached.


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