Job Description
Job Description
Job Summary
We are seeking a dedicated and detail-oriented Registered Client Associate to join our team. This role is essential in providing exceptional support to our clients and financial advisors in the wealth management sector. The ideal candidate will possess a strong understanding of financial concepts and demonstrate excellent research and communication skills. You will be responsible for assisting clients with their accounts, ensuring compliance with regulations, and contributing to the overall success of our financial services.
Duties
- Assist Financial Advisors in collection, creation, and distribution of client investment plans.
- Compile and send client review meeting packets and referral meeting packets.
- Assist in meeting scheduling, reminders, gather and input client’s outside financial data as needed.
- Prepare, send, follow up and process forms and other operational functions as requested by FA(s) and/or clients.
- Provide service to clients via phone, email, written correspondence including but not limited to incoming calls/emails, questions regarding statements, online enrollment assistance, general account activity etc.
- Enter security order tickets after being approved by the FA(s).
- Provide marketing assistance as needed including, coordinating with marketing vendor, website operations, client mail/email and client events.
- Take client meeting notes as requested by FA(s).
- May perform various administrative functions as needed.
- Other duties as assigned.
Experience
- Hold Series 7 and 66 or 65 and 63. Life and Health Insurance licenses are not required for hire, but will be required within 6 months of hire date.
- A background in financial services or a related field is preferred.
- Familiarity with wealth management principles, including cash management and estate planning.
- Strong mathematical skills and the ability to analyze financial data effectively.
- Excellent research capabilities to assist in developing tailored solutions for clients.
- Previous experience in client-facing roles is a plus, demonstrating strong interpersonal skills and customer service orientation.
Join us as a Registered Client Associate where you can utilize your skills in a dynamic environment while contributing to our clients' financial success.
Job Type: Full-time
Benefits:
- 401(k)
- Health insurance
- Life insurance
Experience:
- Financial concepts: 1 year (Required)
Ability to Commute:
- West Des Moines, IA 50266 (Required)
Ability to Relocate:
- West Des Moines, IA 50266: Relocate before starting work (Preferred)
Work Location: In person
Company DescriptionWe are a high-net worth investment team, recognized as one of the top in the US by both Barron's and Forbes. The team began 30 years ago, and we've only grown since then, both internally and client-based. We have a relaxed but hard-working environment.
Company Description
We are a high-net worth investment team, recognized as one of the top in the US by both Barron's and Forbes. The team began 30 years ago, and we've only grown since then, both internally and client-based. We have a relaxed but hard-working environment.